Carney, Joseph D.

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Address: 159 Crocker Park Boulevard 4th Floor, Westlake, OH 44145
Lawyer Firm: Joseph D. Carney & Associates, LLC
Phone: 440-249-0860
Fax: 866-270-1221

Areas of Practice Administrative Law, Agriculture Law, Business Organizations, Litigation & Appeals, Mergers, Acquisitions & Divestitures, Securities Law

Highly Experienced Attorney with a broad spectrum of legal expertise and extensive record of accomplishment of success in Securities, Corporate, Business, Real Estate Law and Agricultural law. Strengths include specialized knowledge of capital formation for issuers under all formats, private placements, all Rule 506 offerings; intrastate offerings; SEC Reg A offerings; registered public offerings (IPO, follow on, secondary) for any and all participants, issuers, officers, directors, major owners, broker dealers or other involved in raising capital; in addition handles issues for broker-dealers, investment managers, investment companies, mutual funds, insurance securities (variable life and variable annuities), investment advisers and securities matters concerning entrepreneurial ventures, venture capital, private equity, publicly held companies (going public, period reports, registration statements, going private, holdings reports, proxies, etc.) broker-dealers and underwriters, including registered and unregistered associated personnel, officers, and directors of these entities, tax exempt organizations including financing, prohibited transactions, formation and winding up of same. Additional qualifications include accounting investigations and related securities investigations and litigation, and insurance regulation and law particularly as to how insurance and insurance securities relate to securities registered personnel, formation of insurance agencies, licensing of personnel, life settlements, life settlements involving insurance securities, etc. Corporate Law skills in M & A, Financing Related Transactions. Non-Profits (Birth to Closure); Vineyard and Winery law and farm business law. Extensive Real Estate Skills as counsel and as owner, in the acquisition, development, construction, redevelopment, rehabilitation of real estate of multiple types. Proven analytical, communication, negotiation, and presentation skills. Extensive Investigation, Litigation, Mediation, Arbitration and Alternative Resolution Dispute Skills. Extensive experience in responding to examinations and investigations, on the record testimony, Wells Submissions, and proceeding brought by the SEC, FINRA, state securities authorities. Experience with FINRA, AAA arbitrations in Ohio and other states; litigation in courts in Ohio, state and federal (USDC NDOH; USDO SDOH) and other federal courts such as USDC SDNY(pro hac); USDC District of Nevada (pro hac); USDC Minnesota (pro hac), USDC EDMichigan (admitted).

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